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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-03-18 |
| TX | RA | APPROVED | 2016-03-18 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
Deerfield, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Deerfield | IL | 03/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | Present |
*485317 Trust; Investment related Yes; BLOOMFIELD HILLS, Michigan; Successor Role; 09/2018; During business hours: 1; After business hours: 0 *485319 - Trust; Investment related Yes; WEST HARTFORD, Connecticut; Successor Role; 09/2018; During business hours: 1; After business hours: 0 *484735- Trust; Investment related Yes; City, State; Trust; Trustee/Co-Trustee; 09/2018; During business hours: 1; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-22 |
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