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Current Employers
Alexander Capital Wealth Management Llc

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-18
  • NY RA
    APPROVED
    Since 2021-04-18

Branch Locations

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

5379 Arthur Kill Road, 2Nd Floor, Staten Island, NY 10307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexander Capital, L.P. Garden City NY 03/2012 Present
Alexander Capital Lp New York NY 01/2013 Present
Network 1 Financial Securities, Inc. Red Bank NJ 10/2016 05/2019
Alexander Capital Wealth Management, Llc New York NY 03/2013 Present
  • 03/2012 → Present
    Alexander Capital, L.P.
    Garden City, NY
  • 01/2013 → Present
    Alexander Capital Lp
    New York, NY
  • 10/2016 → 05/2019
    Network 1 Financial Securities, Inc.
    Red Bank, NJ
  • 03/2013 → Present
    New York, NY
Previous Registrations
  • 2006-07-10 → 2008-04-10
    Gunnallen Financial, Inc
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
Other Businesses

1) NESA MANAGEMENT LLC - 5379 ARTHUR KILL RD STATEN ISLAND, NY 10307- - A HOLDING COMPANY FORMED SEPTEMBER 2012 MANAGING MEMBER OPERATES OUTSIDE OF MARKET HOURS DEVOTES 1 HOUR PER MONTH. 2) ALEXANDER CAPITAL WEALTH MANAGEMENT LLC - 10 DR JAMES PARKER BLVD , RED BANK NJ 07701 STE 202 - OWNER/PARTNER, OPERATIONAL APRIL 2014 DEVOTES 5 HOURS PER MONTH. COMPENSATION IN THE FORM OF PROFITS. 3) ALEXANDER CAPITAL INSURANCE AGENCY LLC - 10 DR JAMES PARKER BLVD , RED BANK NJ 07701 STE 202 - OWNER/PARTNER -OPERATIONAL APRIL 2014 DEVOTES 5 HOURS PER MONTH, COMPENSATION IN THE FORM OF PROFITS. 4) ALEXANDER CAPITAL VENTURES MGT CO (20% TIME DURING MARKET HRS)-COMP IN FORM OF commissions-stock-warrants - 5379 ARTHUR KILL RD STATEN ISLAND, NY 10307 - (INVESTMENT RELATED). 5) ALEXANDER CAPITAL VENTURES(20% TIME DURING MARKET HRS)-COMP IN FORM OF commissions-stock-warrants - 5379 ARTHUR KILL RD STATEN ISLAND, NY 10307 - (INVESTMENT RELATED). 6) SANE MANAGEMENT LLC, REAL ESTATE HOLDING CO. - 11834 CR 101, Suite 203 | The Villages, FL 32162- NON-INVESTMENT RELATED (1-20% TIME DURING MKT HRS) COMPENSATION IN THE FORM OF SALE OR RENTAL 7) SENA MANAGEMENT LLC, HOLDING CO. OWNER/SHAREHOLDER 5379 ARTHUR KILL RD STATEN ISLAND, NY 10307 NON-INVESTMENT RELATED (1-20% TIME DURING MKT HRS). 8) Mountain View LLC 10 Drs. James Parker Blvd, Suite 202 Red Bank, NJ 07701- 50% OWNER/PARTNER-NON INVESTMENT RELATED-1 HOUR PER WEEK- COMPENSATION IN THE FORM OF SALES OR RENTALS 9) FAT BOYS BAGELS LLC - FLORIDA - PARTNER / PASSIVE OWNER - 33.33% OWNERSHIP - BAGEL STORE - 0 HOURS PER WEEK - NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-21
S63 Uniform Securities Agent State Law Examination 1997-09-30
  • S65 Uniform Investment Adviser Law Examination
    1997-10-21
  • S63 Uniform Securities Agent State Law Examination
    1997-09-30

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