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John Carter Schnieders

Schnieders Capital Management, LLC.

Pasadena, CA

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Current Employers
Schnieders Capital Management, Llc.

200 South Los Robles Avenue Suite 510, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-22
CA RA APPROVED 2006-07-07
  • TX RA
    APPROVED
    Since 2017-12-22
  • CA RA
    APPROVED
    Since 2006-07-07

Branch Locations

200 South Los Robles Avenue Suite 510, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schnieders Capital Management, Llc Pasadena CA 07/2006 Present
Previous Registrations
  • 1997-07-08 → 2006-06-29
    William O'NEil Securities
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-16
  • S63 Uniform Securities Agent State Law Examination
    1996-08-16
Designations

View on SEC IAPD

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