Inactive

John Carter Schnieders

Schnieders Capital Management, LLC.

CRD 2751186

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Employer firm

Schnieders Capital Management, LLC. CRD 120952

$1.06B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schnieders Capital Management, Llc.

200 South Los Robles Avenue Suite 510, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-12-22
CA	RA	APPROVED	2006-07-07

TX RA
APPROVED

Since 2017-12-22
CA RA
APPROVED

Since 2006-07-07

Branch Locations

200 South Los Robles Avenue Suite 510, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schnieders Capital Management, Llc	Pasadena	CA	07/2006	Present

07/2006 → Present

Schnieders Capital Management, Llc

Pasadena, CA

Previous Registrations

1997-07-08 → 2006-06-29

William O'NEil Securities

Los Angeles, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-16

S63 Uniform Securities Agent State Law Examination

1996-08-16

Designations

Certified Financial Planner
Chartered Financial Analyst

View on SEC IAPD

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Nearby Investors

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Nearby Offices

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