Best Investors Account Sign in
Inactive

James Francis Schnieders

Schnieders Capital Management, LLC.

Pasadena, CA

CRD 2751181

Claim This Profile
Employer firm

Schnieders Capital Management, LLC. CRD 120952

$1.06B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schnieders Capital Management, Llc.

200 South Los Robles Avenue Suite 510, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-21
CA RA APPROVED 2002-06-10
  • TX RA
    APPROVED
    Since 2017-12-21
  • CA RA
    APPROVED
    Since 2002-06-10

Branch Locations

200 South Los Robles Avenue Suite 510, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schnieders Capital Management, Llc Pasadena CA 05/2002 Present
Previous Registrations
  • 2005-01-03 → 2006-12-31
    Independence Capital Management, Llc
    Pasadena, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-16
  • S63 Uniform Securities Agent State Law Examination
    1996-08-16
Designations
  • Chartered Financial Analyst
Other Names
  • Jim F Schnieders
  • Jim Schnieders

View on SEC IAPD

Nearby Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.

Nearby Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez

Nearby Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA

More in Pasadena, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor