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40 Wall Street Suite 3602, New York, NY 10005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-04-12 |
| DC | RA | APPROVED | 2016-04-01 |
| PA | RA | APPROVED | 2016-04-01 |
| VA | RA | APPROVED | 2016-04-01 |
Branch Locations
40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES
40 Wall Street Suite 3602, New York, NY 10005 • United States
Potomac Falls, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R F Lafferty & Co., Inc. | New York | NY | 02/2016 | Present |
Sept 2021- Seneca Sterling LLC, 401k Sales and service of group and individual clients. 6 hours monthly during market hours. June 2022- Loudoun County Public Schools Varsity Field Hockey Coach. 0 hours monthly during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-19 |
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