Gaetano Anthony Guerra

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1996 → 11/2024
  Pruco Securities, Llc.
  Freehold, NJ
• 04/2013 → Present
  Prudential Insurance Company Of America
  Freehold, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Freehold, NJ

Previous Registrations

• 2002-04-19 → 2024-11-14
  Pruco Securities, Llc.
  Howell, NJ
  Freehold, NJ
  Freehold, NJ
  Freehold, NJ
  Howell, NJ
  Manalapan, NJ
  East Brunswick, NJ

Other Businesses

1) 10/01/2024- St Veronica Church- Non-profit volunteer (not on board)- Teaching religion to students- Not INV Related- At Freehold, NJ- Start date 09/01/2023- 7 HRS MTH- 0 HRS During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-21
• S63 Uniform Securities Agent State Law Examination
  1999-11-11

Other Names

• Thomas Guerra
• Gaetano A Jr Guerra