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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-12 |
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Freehold | NJ | 05/1996 | 11/2024 |
| Prudential Insurance Company Of America | Freehold | NJ | 04/2013 | Present |
| Lpl Enterprise, Llc | Freehold | NJ | 11/2024 | Present |
1) 10/01/2024- St Veronica Church- Non-profit volunteer (not on board)- Teaching religion to students- Not INV Related- At Freehold, NJ- Start date 09/01/2023- 7 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-11 |
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