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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-10-14 |
Branch Locations
150 E. Palmetto Park Rd. Suite 100, Boca Raton, FL 33432-4808 • United States
West Chester, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | King Of Prussia | PA | 01/2015 | 08/2018 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 08/2018 |
| Strategic Advisers Llc | King Of Prussia | PA | 02/2015 | 07/2018 |
| Tiaa | Radnor | PA | 08/2018 | 01/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Radnor | PA | 08/2018 | 01/2019 |
| Charles Schwab & Co., Inc. | Randor | PA | 02/2019 | Present |
| Td Ameritrade, Inc. | Radnor | PA | 07/2021 | 06/2024 |
1) West Chester University Foundation | Investment Related:No|202 Carter Drive|West Chester|PA|19382|USA|Education|Board Volunteer|6/6/2023|Less than 20|0|Volunteer activities include committee participation and other services in support of the University Foundation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-25 |
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