Echo Chiaping Chien

Current Employers

Employment History

• 11/2013 → 02/2025
  Portsmouth Financial
  San Francisco, CA
• 08/2020 → 11/2023
  Portsmouth Smartlife Financial Group
  Vero Beach, FL
• 06/2024 → Present
  The Putney Financial Group
  San Rafael, CA
• 12/2024 → Present
  Arete Wealth Management
  Chicago, IL

Previous Registrations

• 2013-11-11 → 2025-01-19
  Portsmouth Financial Services
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Santa Rosa, CA
  San Rafael, CA
• 2008-03-12 → 2011-12-31
  Mandarin Pacific Asset Management, Llc
  Sausalito, CA
• 2004-09-13 → 2007-12-31
  White Pacific Investment Advisory Services
  San Francisco, CA

Other Businesses

Chief Compliance Officer for The Putney Financial Group - Affiliated Registered Investment Advisory firm. Business Phone: 510-672-15,100 Smith Ranch Road, San Rafael, CA 94903, Website: putneyfinancial.com Position: Officer. Percent Ownership: 0 %, Approximate Hours Worked Weekly: 10 Rental Property, El Cerrito, CA 94530, Owner, 0 hours per month during trading hours, Start date 5/2021. Legacy Bridge Financial LLC, San Rafael, CA 91903. General consulting services and commission pass-through. Start date: 01/2025.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-15
• S63 Uniform Securities Agent State Law Examination
  1996-06-28

Other Names

• Echo C Chien
• Echo Chien