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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-01-09 |
Branch Locations
622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 08/1999 | 12/2018 |
| Andrew Lich | Saint Louis | MO | 01/2019 | Present |
| Northwestern Mutual Investment Services Llc | Saint Louis | MO | 01/2019 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-26 |
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