Matthew Brown Whitaker

Current Employers

Employment History

• 11/2012 → 08/2017
  Next Financial Group Inc
  Glenn A;;En, VA
• 08/2017 → 06/2024
  Securities America Inc.
  Henrico, VA
• 08/2017 → 06/2024
  Securities America Advisors
  Henrico, VA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Henrico, VA

Previous Registrations

• 2017-08-25 → 2024-06-14
  Securities America Advisors, Inc.
  Glen Allen, VA
  Henrico, VA
• 2012-12-03 → 2017-09-01
  Next Financial Group, Inc.
  Glen Allen, VA
• 2011-12-09 → 2012-12-01
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2010-10-29 → 2011-12-09
  Anderson & Strudwick, Incorporated
  Richmond, VA
  Richmond, VA
• 2010-07-29 → 2010-08-17
  Davenport & Company Llc
  Richmond, VA
• 2004-02-25 → 2010-07-30
  Wells Fargo Clearing Services, Llc
  North Chesterfield, VA
  Richmond, VA
  Powhatan, VA
  Richmond, VA
  New York, NY
  Richmond, VA
• 2002-06-26 → 2004-02-23
  Truist Investment Services, Inc.
  Richmond, VA

Other Businesses

1. Name: INSURANCE SALES Position: sales Nature: insurance sales Investment Related: No - Start Date: 12/01/2012 Address: 3781 WESTERRE PKWY STE A, HENRICO, VA 23233 Description: occasionally help investment clients with life insurance needs 2. DBA- PINNACLE FIRST FINANCIAL GROUP 3. PINNACLE FIRST FINANCIAL POSITION: sales NATURE: life insurance sales (I disagree that this is an outside business activity, but SAI says that it is INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2012 ADDRESS: 3781 WESTERRE PKWY STE A, HENRICO, VA 23233 DESCRIPTION: sell life insurance to some clients want to keep the option available to do fixed and indexed annuities 4. DOORDASH POSITION: driver NATURE: doing so part time deliveries for Door Dash INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2023 ADDRESS: 6530 Hanover Ave, Richmond VA 23226, United States DESCRIPTION: delivering through Door Dash 5. INSURANCE SALES POSITION: agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 06/17/2024 ADDRESS: 3781 Westerre Pkwy, Suite A, Henrico VA 23226, United States DESCRIPTION: sell life insurance policies and annuity products

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-01
• S63 Uniform Securities Agent State Law Examination
  1996-07-17

Other Names

• Matt Whitaker