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Kellie P Brady

Ubs Financial Services Inc.

New York, NY

New York City, NY

New York, NY

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
FL RA APPROVED 2008-12-08
  • NY RA
    APPROVED
    Since 2021-10-26
  • FL RA
    APPROVED
    Since 2008-12-08

Branch Locations

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

1285 Avenue Of The Americas 15Th, 16Th, 17Th & 18Th, New York City, NY 10019 • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

1285 Avenue Of The Americas 15Th Floor Through 18Th Floor, New York, NY 10019 • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Inc. New York NY 05/1996 Present
Ubs Financial Services Inc. New York NY 05/1996 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-26
S63 Uniform Securities Agent State Law Examination 1997-05-16
  • S65 Uniform Investment Adviser Law Examination
    1997-12-26
  • S63 Uniform Securities Agent State Law Examination
    1997-05-16
Other Names
  • Kellie P Brady
  • Kellie Patricia Brady
  • Kellie Patricia Cowan
  • Kellie P Cowan
  • Kellie P Brady
  • Kellie P P Brady

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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