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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-13
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-05-22
  • CT RA
    APPROVED
    Since 2024-05-13
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-05-22

Branch Locations

120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States

420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States

Newtown, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc New York NY 04/2010 03/2017
Mml Investors Services, Llc New York NY 03/2017 Present
Massmutual Life Insurance Co New York NY 07/2016 Present
  • 04/2010 → 03/2017
    Metlife Securities Inc
    New York, NY
  • 03/2017 → Present
    New York, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    New York, NY
Previous Registrations
Other Businesses

(1) Name: Fortis Lux Insurance Agency, LLC Inv rel: Y Add: 420 Lexington Avenue, 25th FL Suite 2510 New York, NY 10170 Nature: NonMMLIA Insurance Brokerage Position: ownership Start date: 12/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: P&C (2).Name: Fortis Lux Financial, Inc Inv rel: Y Add: 420 Lexington Avenue, 25th FL Suite 2510 New York, NY 10170 Nature: other Position: President Start date: 07/2016 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: General Agent activities (3) Name: Felix Malitsky Inv rel: N Add: Residential address Nature: other Position: volunteer wrestling coach Start date: 03/2017 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: coach (4) Name: Arturo Castaneda Corp Inv Rel: N Add; 67 West Street # 713 Brooklyn NY 11222 Nature: Fashion design Position: silent partner/minor ownership start date: 11/21/2018 No Hrs/Mo: 1 No Hrs/Mo Dur Trading: 0 (5) Name: WE Strategies, LLC Inv Rel: Y Add: 420 Lexington Avenue, 25th FL Suite 2510 New York, NY 10170 Nature: minority owned business focused on helping minority communities and business owners with their financial needs Position: Ownership Start Date: 5/30/2019 No Hrs/Mo: 1 No hrs/Mo Dur trading: 0 (6) NAME: Fortis Tax Services, LLC and Tutum Strategies, LLC INV REL: Y ADD: Residential NATURE: tax business acquisitions/tax services POSITION: Owner START DATE: 07/01/2021 NO. HR/MO: 1-3 NO. HR/MO DURING SEC TRADING: 1 DUTIES: Silent owner, Provide capital to purchase tax firms. Firms will have someone else running day to day operations. (7)Name: CT Pride/Connecticut Pride Football, Inv Rel: N Addr: 57 Kenosia Ave, Danbury CT 06810, Nature: Youth sports program, Position: Board Member Start: 8/1/2024, No Hr/Mo:1 No Hr/Mo dur trading:0 Duties: Provide guidance on organization's vision and strategies. (8) Name: Fortis Capital Advisors, Inv Rel: Y Addr: 7301 Mission Road, Suite 326, Prairie Village KS 66208, Nature: Investment Advisory Services, Position: Silent owner, Start: 8/1/2025, No Hr/Mo:1 No Hr/Mo Dur Trading: 0 Duties: Provide capital for aquisitions. I am not involved in running day-to-day operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-11
  • S66 Uniform Combined State Law Examination
    2002-07-11

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