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One Madison Avenue 18Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-01-17 |
Branch Locations
One Madison Avenue 18Th Floor, New York, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Distributors, Llc | Baltimore | MD | 05/2008 | Present |
| Legg Mason & Co, Llc. | Baltimore | MD | 05/2008 | 07/2021 |
| Clearbridge Investments Llc | New York | NY | 06/2009 | 04/2017 |
| Financial Guard | Salt Lake City | UT | 04/2017 | Present |
| Putnam Retail Management Lp | Baltimore | MD | 01/2024 | 07/2024 |
| Putnam Fiduciary Trust Company, Llc | Baltimore | MD | 12/2024 | Present |
Loyola University Maryland 4501 North Charles Street, Baltimore, MD 21210. Member Board of Trustees of Not-For-Profit Company. Nature of the company's business: Private University offering Undergraduate, Graduate and Continuing Education programs. The primary duties are to work with University President and Administration to develop policies, make long-range strategic plans and oversee budget process. Approx. 16 hours devoted Quarterly with No Compensation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-01-05 |
| S66 | Uniform Combined State Law Examination | 1999-02-27 |
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