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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-09-19
WI RA APPROVED 2002-07-24
  • TX RA
    APPROVED_RES
    Since 2012-09-19
  • WI RA
    APPROVED
    Since 2002-07-24

Branch Locations

W6228 Communication Ct, Appleton, WI 54914-8531 • United States

Appleton, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Appleton WI 09/2005 03/2020
Ameriprise Financial Services, Llc Appleton WI 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Communication Dr., Lot 1Greenville, WI 54942, ,; Not Investment-Related; 10/23/2015 / Commercial; W6228 Communications Ct.Appleton, WI 54914, ,; Investment-Related; 05/28/2015 / Condo; Bayshore Dr., , Sister Bay, WI, 54234; Investment-Related; 06/28/2019. Business Ownership; MCNR Properties, LLC; Owner; Real estate holding company; 5456 Cedar Crest Ct. Appleton, WI 54914, ,; Investment-Related; 05/29/2015; 1 to 9 hours per month; 0 during trading hours / Sunset Adventures Wealth Advisors; Co-owner; Manage Ameriprise Business; W6228 Communication Ct., , Appleton, WI, 54914; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / LogJam Holdings, LLC; Owner; Manage Ameriprise Business; 5456 W Cedar Crest Ct, , Appleton, WI, 54914; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Fox Valley Young Life; Treasurer and Chairman; 991 Ehlers Rd, , Neenah, WI, 54956; Not Investment-Related; 11/19/2012; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; LogJam Holdings, LLC; Owner; Manage advisory business; 5456 W. Cedar Crest Ct., , Appleton, WI, 54914; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-23
  • S66 Uniform Combined State Law Examination
    2002-07-23
Other Names
  • Chris Curtis Crotty

View on SEC IAPD

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