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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-04 |
| TX | RA | APPROVED | 2022-01-03 |
Branch Locations
250 Avenue K Sw, Suite 106, Winter Haven, FL 33880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allen & Company Of Florida, Inc. | Winter Haven | FL | 05/2003 | Present |
| Lpl Financial, Llc | Winter Haven | FL | 08/2019 | Present |
1. 9/3/19 - Allen & Company of Florida, LLC -INV REL - At Rep Business Location(s)- DBA for LPL Business (entity for LPL business)- 0 Hrs/Mth/ During Trading 2. 9/3/19 - Allen & Company- INV REL - At Rep Business Location(s)- DBA for LPL Business (entity for LPL business)- 0 Hrs/Mth/ During Trading 3. 9/27/19 - Florida Investment Group LLC - Investment Related - Real Estate Rental - Owner - Started 06/07/2009 - 5 Hours Per Month/0 Hours During Trading. 4. 9/27/19 - AE Diversified LLC - Investment Related - Real Estate Rental - Owner - Started 10/10/2016 - 5 Hours Per Month/0 Hours During Trading. 5. 9/27/19 - Grade Investments LLC - Investment Related - Real Estate Rental - Owner - Started 08/20/2013 - 5 Hours Per Month/0 Hours During Trading. 6. 9/27/19 - LKL Capital Group LLC - Investment Related - Real Estate Rental - Owner - Started 05/10/2016 - 5 Hours Per Month/0 Hours During Trading. 7. 9/27/19 - Optimum Equity Partners - Investment Related - Real Estate Rental - Owner - Started 04/20/2015 - 5 Hours Per Month/0 Hours During Trading. 8. 9/27/19 - Rent Polk County.com LLC - Investment Related - Real Estate Rental - Owner - Started 09/07/2011 - 5 Hours Per Month/0 Hours During Securities Trading. 9. 1/24/20 - Advisors Excel - Investment Related - 2950 SW McClure Road, Topeka, KS 66614 - Non-Variable Insurance - Started 01/08/2019 - 2 Hours Per Month During Trading. 10. 7/9/20 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/27/2019 - 10 Hours Per Month/2 Hours During Trading. 11. 7/13/20 - Universal Financial Consultants - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/27/2019 - 5 Hours Per Month/0 Hours During Trading. 12. 1/21/21 - Optimum Equity Builders, LLC - Investment Related - Home Based - Real Estate Rental - Started 10/25/2019 - 4 Hours Per Month/0 Hours During Trading - Various addresses. 13. 1/21/21 - Optimum Opportunity Fund, LLC - investment Related - Home Based - Real Estate Rental - Started 10/25/2019 - 2 Hours Per Month/0 Hours During Trading - Various addresses. 14. 1/21/21 - Optimum Managers, LLC - Investment Related - Home Based - Real Estate Rental - Started 10/25/2019 - 1 Hour Per Month/0 Hours During Trading. 15. 03/18/22 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/19/2003 - 160 Hours Per Month/40 Hours During Trading. 16. 03/18/22 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/19/2003 - 160 Hours Per Month/40 Hours During Trading. 17. 04/05/22 - Advisors Excel/AE Medicare Solutions - INV REL - Topeka, KS- Non-Variable Insurance - Start Date - 04/01/2022 - 10 Hrs Per Month/ 0 Hrs During Trading 18. 11/29/23 - VBTL Taft, LLC - Inv Related - Polk City, FL - Real Estate rental - Owner - Started 12/7/2022 - 8 Hrs/Mo; 1 hr During Trading. 19. 12/07/23- ECA Marketing, Inc.- Non-Variable Insurance- INV REL- At Reported Business Location(s) - Start Date 9/22/23- 5 hrs per month/ 1 hr during trading 20. 1/22/25-OEB JAB LLC- Real Estate Rental- INV Related- Winter Haven, FL - Start date 01/19/2023- 1 Hour Per Month 21. 7/01/25 - Greenhow Insurance, LLC - Investment Related - Property and Casualty - Home Based - Start Date 07/01/2025 - 10 Hrs/Mth - 2 Hrs During Trading. 22. 1/15/26 - Greenhow Commercial Insurance, LLC- Property and Casualty- Not Investment Related- Winter Haven, FL- Start Date 12/4/25 - 5 hrs per month/ 1 hr during trading 23. 6/8/26- 2016-81LK Land Trust-Business Entity For Tax/Investment Purposes Only- Not INV REL- Lakeland, FL-Started 1/5/16-1 hr a mth/ 0 hrs during trading 24. 6/8/26- Cedrics Land Trust-Business Entity For Tax/Investment Purposes Only- Not INV REL- Winter Haven, FL-Started 1/1/20-1 hr a mth/ 0 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-14 |
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