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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-21 |
| FL | RA | APPROVED | 2024-02-01 |
Branch Locations
5850 Coral Ridge Dr Ste 208, Coral Springs, FL 33076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Saint Cloud | MN | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
1. CS FINANCIAL SERVICES, INC; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; INSURANCE AND INVESTMENT SERVICES; START 5/2015; OWNER/PRESIDENT; 2. NAME OF OTHER BUSINESS: ESC FAMILY INVESTMENTS, LLC; INVESTMENT RELATED: NO; ADDRESS: 5850 CORAL RIDGE DR. SUITE 208, CORAL SPRINGS, FL 33076; NATURE OF BUSINESS: OFFICE SPACE OWNERSHIP; START DATE: 07/2012; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: FILE ANNUAL TAX RETURN AND COLLECT QUARTERLY RENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-31 |
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