Evan Scott Cohen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Saint Cloud, MN
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-01-19 → 2007-07-18
  Legacy Advisory Services, Inc.
  Boca Raton, FL
• 2003-04-22 → 2003-12-31
  Legacy Advisory Services, Inc.
  Boca Raton, FL

Other Businesses

1. CS FINANCIAL SERVICES, INC; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; INSURANCE AND INVESTMENT SERVICES; START 5/2015; OWNER/PRESIDENT; 2. NAME OF OTHER BUSINESS: ESC FAMILY INVESTMENTS, LLC; INVESTMENT RELATED: NO; ADDRESS: 5850 CORAL RIDGE DR. SUITE 208, CORAL SPRINGS, FL 33076; NATURE OF BUSINESS: OFFICE SPACE OWNERSHIP; START DATE: 07/2012; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: FILE ANNUAL TAX RETURN AND COLLECT QUARTERLY RENT;

Exams

• S66 Uniform Combined State Law Examination
  2001-05-30
• S63 Uniform Securities Agent State Law Examination
  2000-01-31