Melinda Ann Fishel

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → 09/2016
  Deutsche Bank Securities Inc.
  New York, NY
• 09/2016 → Present
  Raymond James & Associates, Inc.
  San Francisco, CA

Previous Registrations

• 2002-11-13 → 2016-09-06
  Deutsche Bank Securities Inc.
  San Francisco, CA
  New York, NY
  New York, NY

Other Businesses

(1)Name of Business: 10139 Palisades Drive, Truckee, CA - rental property Address: 67 Ashford Avenue, Mill Valley, CA, 96161, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/29/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none (2)Name of Business: 33 Ashford, Mill Valley, CA - rental property Address: 67 Ashford Aveneu, Mill Valley, CA, 94941, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/28/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none (3)Name of Business: Kiddo! Address: 67 Ashford Avenue, Mill Valley, CA, 94941, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/15/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: School endowment - investment committee

Exams

• S66 Uniform Combined State Law Examination
  2002-11-12

Other Names

• Mindy A Fishel