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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-09-06 |
| TX | RA | APPROVED_RES | 2016-09-06 |
Branch Locations
4000 Civic Center Dr Ste 500, San Rafael, CA 94903 • United States
101 California Street Suite 4500, San Francisco, CA 94111 • United States
Mill Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 01/2001 | 09/2016 |
| Raymond James & Associates, Inc. | San Francisco | CA | 09/2016 | Present |
(1)Name of Business: 10139 Palisades Drive, Truckee, CA - rental property Address: 67 Ashford Avenue, Mill Valley, CA, 96161, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/29/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none (2)Name of Business: 33 Ashford, Mill Valley, CA - rental property Address: 67 Ashford Aveneu, Mill Valley, CA, 94941, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/28/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none (3)Name of Business: Kiddo! Address: 67 Ashford Avenue, Mill Valley, CA, 94941, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/15/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: School endowment - investment committee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-12 |
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