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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-09-16
  • TN RA
    APPROVED
    Since 2019-09-16

Branch Locations

217 S James Campbell Blvd., Columbia, TN 38401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftb Advisors, Inc. Columbia TN 06/2016 09/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2019 Present
Previous Registrations
  • 2016-06-06 → 2019-09-17
    First Horizon Advisors, Inc.
    Columbia, TN
  • 2011-06-24 → 2016-05-31
    Columbia, TN
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2019, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 2) BERRIE B COBLE, 700 N MAIN ST COLUMBIA TN, 09/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 4 HR/MO 0 HR/MO TRADING 3) HERITAGE FINANCIAL CORPORATION, 217 S JAMES CAMPBELL BLVD COLUMBIA TN, 05/2021, BOARD MEMBER, NIR, 7 HR/MO 3 HR/MO TRADING 4) BLOOM FINACIAL PLANNING, 812A S MAIN ST COLUMBIA TN, 11/2022, OWNER, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 5) BLOOM FINANCIAL PLANNING, 812A S MAIN ST COLUMBIA TN, 11/2022, INSURANCE DBA, NIR, 2 HR/MO 2 HR/MO TRADING 6) TREASURER FOR JULIE C HEFFINGTON JUDGE 22ND JUDICIAL DISTRICT, 3411 MURPHY LANE COLUMBIA TN, 12/2023, TREASURER, CIVIC, NIR, 2 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-23
  • S66 Uniform Combined State Law Examination
    2011-06-23
Other Names
  • Berrie Beth Pate
  • Berrie Beth Pate
  • Berrie Pate Smith
  • Berrie Beth Pate

View on SEC IAPD

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