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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-05 |
| SC | RA | APPROVED | 1992-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Columbia | SC | 05/2002 | Present |
| Bank Of America, Na | Columbia | SC | 12/2009 | Present |
I*78582 For profit or not for profit: For-Profit Organization Name of outside business organization: Capital City Development, LLC Investment related: Y Address of business: Columbia, South Carolina 29205 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/1/2001 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: 5 townhome rental units - managing member I*113674 For profit or not for profit: Non-Profit Organization Name of outside business organization: Trinity Cathedral Foundation Investment related: N Address of business: Columbia, South Carolina 29201 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 4/17/2018 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-06 |
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