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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-24 |
| CA | RA | APPROVED | 2017-02-02 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
Pinehurst, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Boise | ID | 05/2009 | 09/2016 |
| Wedbush Securities Inc. | Eagle | ID | 09/2016 | 05/2022 |
| Wedbush Securities Inc. | Aiken | SC | 05/2022 | 09/2022 |
| Wedbush Securities Inc. | Pinehurst | NC | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-19 |
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