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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-08
TX RA APPROVED_RES 2024-05-31
  • FL RA
    APPROVED
    Since 2025-01-08
  • TX RA
    APPROVED_RES
    Since 2024-05-31

Branch Locations

2215 E Fort King St. Suite B, Ocala, FL 34471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 07/2007 12/2017
Community Bank & Trust Of Florida Ocala FL 08/2015 02/2020
Infinex Investments, Inc. Meriden CT 12/2017 05/2024
Cetera Wealth Services, Llc El Segundo CA 05/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2024 Present
  • 07/2007 → 12/2017
    Invest Financial Corporation
    Tampa, FL
  • 08/2015 → 02/2020
    Community Bank & Trust Of Florida
    Ocala, FL
  • 12/2017 → 05/2024
    Infinex Investments, Inc.
    Meriden, CT
  • 05/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-12-13 → 2024-06-03
    Ocala, FL
    Ocala, FL
    Summerfield, FL
    Gainesville, FL
    The Villages, FL
    Belleview, FL
    The Villages, FL
    Gainesville, FL
    Ocala, FL
    Ocala, FL
    Ocala, FL
    Ocala, FL
  • 2007-07-31 → 2017-12-12
    Invest Financial Corporation
    Appleton, WI
    Clarksville, TN
    Nashville, TN
    The Villages, FL
    Ocala, FL
    Summerfield, FL
    Ocala, FL
    Clarksville, TN
    Clarksville, TN
    Clarksville, TN
    Belleview, FL
    Gainesville, FL
    Ocala, FL
    The Villages, FL
    Gainesville, FL
    Ocala, FL
    Ocala, FL
    Clarksville, TN
  • 2007-12-01 → 2008-02-22
    National Planning Corporation
    Los Angeles, CA
  • 2007-07-05 → 2007-07-31
    Tampa, FL
Other Businesses

1. NAME OF OTHER BUSINESS: SENSIBLE FINANCIAL SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: OWNER AND FINANCIAL ADVISOR; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2016; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-12
S63 Uniform Securities Agent State Law Examination 1999-11-09
  • S66 Uniform Combined State Law Examination
    2005-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-11-09

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