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Kimberly Sue Vollman

Robert W. Baird & Co. Incorporated

Evansville, IN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-07-29
  • IN RA
    APPROVED
    Since 2021-07-29

Branch Locations

110 Main Street, Evansville, IN 47708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Services Charlotte NC 11/2009 03/2020
Old National Evansville IN 11/2009 03/2020
Unemployed Evansville IN 03/2020 07/2021
Baird Evansville IN 07/2021 Present
  • 11/2009 → 03/2020
    Lpl Financial Services
    Charlotte, NC
  • 11/2009 → 03/2020
    Old National
    Evansville, IN
  • 03/2020 → 07/2021
    Unemployed
    Evansville, IN
  • 07/2021 → Present
    Baird
    Evansville, IN
Previous Registrations
  • 2018-08-23 → 2020-02-28
    Lpl Financial Llc
    Fort Mill, SC
    Evansville, IN
    Evansville, IN
    Princeton, IN
    Evansville, IN
    Evansville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-22
S63 Uniform Securities Agent State Law Examination 2007-03-26
  • S65 Uniform Investment Adviser Law Examination
    2018-08-22
  • S63 Uniform Securities Agent State Law Examination
    2007-03-26
Other Names
  • Kimberly Sue Mccullough

View on SEC IAPD

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BRANDON LEE HAYES
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KAREN MARIE LIVELY
BENJAMIN L FRANZ
Elizabeth Ann Alles
JAY DAN JACOBS
Joshua Rude
RYAN ALLEN HAYES

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · EVANSVILLE, IN
RAYMOND JAMES & ASSOCIATES, INC. · EVANSVILLE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EVANSVILLE, IN
KCPAG FINANCIAL ADVISORS LLC · EVANSVILLE, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · EVANSVILLE, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
KOVACK ADVISORS, INC. · Evansville, IN
EDWARD JONES · EVANSVILLE, IN

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