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Christopher Gregory Zimmermann

Wells Fargo Clearing Services, LLC

New York, NY

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-08-02
  • NJ RA
    APPROVED
    Since 2013-08-02

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 07/2013 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-03
  • S66 Uniform Combined State Law Examination
    2007-01-03
Other Names
  • Christopher Gregory Zimmerman

View on SEC IAPD

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