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Matthew John Abels

Foster Group, Inc.

West Des Moines, IA

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Current Employers
Foster Group, Inc.

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-06
IA RA APPROVED 2013-08-13
  • TX RA
    APPROVED
    Since 2018-03-06
  • IA RA
    APPROVED
    Since 2013-08-13

Branch Locations

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foster Group, Inc. West Des Moines IA 01/2016 12/2016
Foster Group, Inc. West Des Moines IA 01/2017 01/2020
Foster Group, Inc. West Des Moines IA 01/2020 Present
Previous Registrations
Other Businesses

MDT, LLC., 2512 NW 161st, CLIVE, IA 50325. DIRECTOR, HOG MANAGEMENT BUSINESS, 5 HRS A MONTH TIME DEVOTED, START DATE 5/2007, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-21
S63 Uniform Securities Agent State Law Examination 2002-09-17
  • S65 Uniform Investment Adviser Law Examination
    2010-07-21
  • S63 Uniform Securities Agent State Law Examination
    2002-09-17
Designations

View on SEC IAPD

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PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
KSA PARTNERS, LLC
LPL FINANCIAL LLC
ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

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