Jason Thomas Griffin

Current Employers

Employment History

• 06/2002 → Present
  Regal Advisory Services, Inc.
  Woodland Hills, CA
• 06/2002 → Present
  Royal Alliance Associates
  New York, NY

Previous Registrations

• 2002-09-16 → 2026-03-06
  Regal Advisory Services, Inc.
  Woodland Hills, CA

Other Businesses

1. REGAL ADVISORY SERVICES, NON-INVESTMENT RELATED,5959 TOPANGA CANYON BLVD SUITE 180 WOODLAND HILLS, CA, 91367, PARTNER, STARTED 1/1/2010, 0 HOURS PER MONTH, 0 HOURS DURIGN STH, SILENT PARTNER/ I AM A SILENT PARTNER MAINLY SET UP FOR SUCCESION PLANNING. 2. JASON T GRIFFIN TAX PREP SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2003 ADDRESS: 5959 Topanga Canyon Blvd Suite 180, Woodland Hills CA 91364, United States DESCRIPTION: Preparation of tax returns 3. GRIFFIN AND ASSOCIATES, INC. POSITION: Owner - NATURE: S-Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/25/2023 ADDRESS: 5959 Topanga Canyon Blvd Suite 180, Woodland Hills CA 91364, United States DESCRIPTION: Preparation of tax returns. This has been an approved OBA for decades. The S-Corp is a newly formed company that has same OBA income but comes with additional responsibilities as President. At some point, a W-2 would be issued for my services to the S-corp. Majority of the time will be spent preparing taxes like I have always done, with limited bookkeeping and officer duties of the Corp being a fraction of time. 4. REGAL ADVISORY SERVICES POSITION: Other - Agent NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2002 ADDRESS: 5959 Topanga Canyon Blvd, Suite 180, Woodland Hills CA 91364, United States DESCRIPTION: Provide Life Insurance and Long-Term Care

Exams

• S66 Uniform Combined State Law Examination
  2002-08-26

Other Names

• Jason T Griffin