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117 Metro Center Boulevard Suite 3000, Warwick, RI 02886 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2019-01-16 |
Branch Locations
117 Metro Center Boulevard Suite 3000, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown University | Providence | RI | 09/1987 | 06/2023 |
| The Bentley Group, Llc | Providence | RI | 02/2002 | Present |
| 1St Global Capital Corp | Providence | RI | 06/2002 | 06/2018 |
| 1St Global Advisors, Inc | Providence | RI | 06/2002 | 06/2018 |
| Disanto, Priest & Co | Providence | RI | 01/2003 | 12/2017 |
| Bentley Wealth Advisors | Warwick | RI | 05/2003 | 06/2022 |
1) THE LOUIS A REGNIER TRUST POSITION: CO-TRUSTEE NATURE: TRUST INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2009 ADDRESS: Cranston DESCRIPTION: Duties as set forth in terms of trust. 2) LEFT BANK PROPERTIES, LLC POSITION: MEMBER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: Warwick RI , United States DESCRIPTION: Rental real estate 3) DISANTO, PRIEST & CO. POSITION: Retired Partner NATURE: Tax and accounting services INVESTMENT RELATED: No NUMBER OF HOURS: Full-time position during tax season with the majority of hours occurring during securities trading hours. Less time devoted the remainder of the year. START DATE: 09/01/1985 ADDRESS: Ste 3000, Warwick RI , United States DESCRIPTION: CPA firm 4) THE REGNIER FAMILY LIMITED PARTNERSHIP POSITION: partner NATURE: this activity is dormant. it was set up my the estate attorney for potential discounting of assets however is inactive until the law is established more this year. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2016 ADDRESS: 100 Midway Road, Cranston RI 02920, United States DESCRIPTION: none
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-09-17 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-09 |
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