Randall Todd Fulks

Current Employers

Employment History

• 06/2015 → Present
  Royal Alliance Associates
  New York, NY
• 06/2015 → Present
  Fsc Secutities Coroporation, Inc
  Atlanta, GA
• 06/2015 → 09/2023
  Sage Point Financial Inc.
  Phoenix, AZ
• 06/2015 → Present
  Woodbury Financial, Inc
  Oakdale, MN
• 11/2015 → 10/2024
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 11/2024 → 04/2026
  Succession Resource Group, Inc.
  Portland, OR
• 04/2026 → Present
  Stirlingshire Investments Ria, Llc
  New York, NY
• 04/2026 → Present
  Stirlingshire Investments Bd, Llc
  New York, NY

Previous Registrations

• 2023-08-23 → 2024-10-15
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2015-09-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Oakdale, MN
  Oakdale, MN

Other Businesses

1) Succession Resource Group, Inc.; Not investment related; 12570 SW 69th Ave Portland, Oregon 97223; Nature of other business: legal; General Counsel; Start date: 11/18/24; Hrs/month: XX; Hrs/month during trading hrs: XX; Legal activities. 2) FINRA; Not investment related; 1735 K Street, Washington DC 20006; Nature of other business: a not-for-profit, self-regulatory organization (SRO) that oversees U.S. broker-dealers and registered representatives.; Arbitrator; Start date: 01/01/2007; Hrs/month: as needed; Hrs/month during trading hrs: as needed.; 3) Fulks Law; Not investment related; 10205 SW Stuart Court, Portland, Oregon 97224; Legal; Attorney; Start date: 01/01/2004; Hrs/month: 5hrs; Hrs/month during trade hrs: 5hrs; Legal services 4) Todd Fulks Consulting; not investment-related; 10205 SW Stuart Court Portland, Oregon 97224; Business Consulting; Owner; January 2024; 8 hours per month; 5 hours per month during trading hours; Business Consulting duties

Exams

• S66 Uniform Combined State Law Examination
  2013-07-10
• S63 Uniform Securities Agent State Law Examination
  2004-08-21

Other Names

• Todd Fulks
• Randall Todd Fulks