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Barton K Farrell

Edward Jones

Morehead City, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-17
NC RA APPROVED 2019-06-03
  • TX RA
    APPROVED_RES
    Since 2019-06-17
  • NC RA
    APPROVED
    Since 2019-06-03

Branch Locations

229 Professional Circle Ste 1, Morehead City, NC 28557 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Brick NJ 09/2016 02/2017
Cetera Advisors Networks Llc El Segundo CA 03/2017 08/2018
Lpl Financial Redding CA 09/2018 05/2019
Edward Jones St Louis MO 05/2019 Present
Brennan Asset Management Redding CA 03/2017 05/2019
  • 09/2016 → 02/2017
    Unemployed
    Brick, NJ
  • 03/2017 → 08/2018
    Cetera Advisors Networks Llc
    El Segundo, CA
  • 09/2018 → 05/2019
    Lpl Financial
    Redding, CA
  • 05/2019 → Present
    Edward Jones
    St Louis, MO
  • 03/2017 → 05/2019
    Brennan Asset Management
    Redding, CA
Previous Registrations
  • 2018-09-06 → 2019-06-12
    Lpl Financial Llc
    Redding, CA
    Myrtle Beach, SC
    Redding, CA
  • 2017-03-10 → 2018-10-01
    Cetera Wealth Services, Llc
    Redding, CA
  • 2012-09-14 → 2016-09-07
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-13
S63 Uniform Securities Agent State Law Examination 2002-09-18
  • S66 Uniform Combined State Law Examination
    2012-09-13
  • S63 Uniform Securities Agent State Law Examination
    2002-09-18
Designations
Other Names
  • Bart Kevin Farrell
  • Barton Kevin Farrell

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WELLS FARGO CLEARING SERVICES, LLC

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JOHN CURTIS FLOYD

Other Offices

CREDIT UNION INVESTMENT SERVICES · Morehead City, NC
OSAIC INSTITUTIONS, INC. · MOREHEAD CITY, NC
EDWARD JONES · MOREHEAD CITY, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · MOREHEAD CITY, NC
LPL FINANCIAL LLC · MOREHEAD CITY, NC
EDWARD JONES · MOREHEAD CITY, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Morehead City, NC
AMERIPRISE FINANCIAL SERVICES, LLC · MOREHEAD CITY, NC

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