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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2009-03-11 |
| TX | RA | APPROVED_RES | 2006-11-20 |
Branch Locations
2900 Westchester Ave Ste 300, Purchase, NY 10577-2551 • United States
35 Cold Spring Rd Ste 412, Rocky Hill, CT 06067 • United States
Rocky Hill, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Purchase | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Purchase | NY | 03/2020 | Present |
Business Ownership; Gavin & Dolliver Wealth Management LLC; Owner; Business management; 2900 Westchester Ave Suite 300 Purchase, NY 10577, , Purchase, NY, 10577; Not Investment-Related; 08/18/2014; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; Parks and Recreation Advisory Board; Member; Town of Rocky Hill, 761 Old Main Street, Rocky Hill, CT, 06067; Not Investment-Related; 02/16/2026; 1 to 9 hours per month; 0 during trading hours / Rocky Hill Open Space & Conservation Commission; Member; Town Hall - Council Room, 761 Old Main Street, Rocky Hill, CT, 06067; Not Investment-Related; 01/20/2026; 1 to 9 hours per month; 0 during trading hours / Rocky Hill Republican Town Committee; Chairperson; 761 Old Main st, , Rocky Hill, CT, 06067; Not Investment-Related; 03/16/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-16 |
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