Stephen Douglas Norton

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-03-25

Branch Locations

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Centermark Capital Management, Llc	Cornelius	NC	07/2006	07/2019
Kalos Capital	Alpharetta	GA	07/2016	07/2019
Kalos Management	Alpharetta	GA	07/2016	07/2019
Dempsey Lord Smith, Llc	Rome	GA	07/2019	11/2025
Cambridge Investment Research, Inc.	Fairfield	IA	11/2025	03/2026
Dempsey Lord Smith, Llc	Rome	GA	07/2019	12/2025
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	11/2025	03/2026
Coppell Advisory Solutions	Coppell	TX	03/2026	Present
Belmont Capital Advisors	Belmont	NC	03/2026	Present

2025-12-08 → 2026-03-18

Cambridge Investment Research Advisors, Inc.

Kings Mountain, NC
2019-07-22 → 2025-12-08

Dempsey Lord Smith, Llc

Kings Mountain, NC

Kings Mountain, NC

Rome, GA

Rome, GA
2016-07-05 → 2019-07-22

Kalos Management

King's Mountain, NC

Ponte Vedra Beach, FL
2012-05-25 → 2016-07-06

Capital Guardian Wealth Management, Llc

Kings Mountain, NC
2009-01-27 → 2012-03-27

Aegis Capital, Llc

Mount Pleasant, SC
2009-06-16 → 2009-08-20

Capital Guardian Wealth Management, Llc

Miami, FL
2006-10-04 → 2008-12-31

Aegis Capital, Llc

Mount Pleasant, SC
2005-10-31 → 2006-07-12

Osaic Services, Inc.

Matthews, NC
2005-02-01 → 2005-10-31

Sunamerica Securities, Inc.

Matthews, NC
2004-08-12 → 2005-02-01

Aegis Capital, Llc

Cornelius, NC
2003-06-27 → 2003-08-04

Woodbury Financial Services, Inc.

Charlotte, NC

Mr. Norton is an insurance agent for Belmont Advisors. He spends approximately 50 hours per month on his insurance business.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-21
S63	Uniform Securities Agent State Law Examination	1999-10-15

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