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Thomas R Bette

LPl Financial LLC

Long Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-26
  • CA RA
    APPROVED
    Since 2021-01-26

Branch Locations

6417 E Spring St., Long Beach, CA 90808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade La Habra CA 04/2002 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fullerton CA 06/2018 01/2021
Bank Of America, N.A. Fullerton CA 06/2018 01/2021
Lpl Financial Llc Long Beach CA 01/2021 Present
Lbs Financial Credit Union Long Beach CA 01/2021 Present
Previous Registrations
Other Businesses

1)25/2021- LBS Financial Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-13
S63 Uniform Securities Agent State Law Examination 2004-07-27
  • S66 Uniform Combined State Law Examination
    2017-02-13
  • S63 Uniform Securities Agent State Law Examination
    2004-07-27
Other Names
  • Tommy Richard Bette
  • Tom Richard Bette
  • Thomas Richard Bettc
  • Thomas Richard Bette
  • Thomas Richard Bette
  • Tommy R Bette
  • Thomas Bette

View on SEC IAPD

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Other Offices

EDWARD JONES · LONG BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Long Beach, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach,, CA
KENSINGTON INVESTMENT COUNSEL · LONG BEACH, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA

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