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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-05-23 |
| TX | RA | APPROVED_RES | 2012-11-28 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
Nashville, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | New York | NY | 11/2012 | Present |
| City National Bank | New York | NY | 07/2019 | Present |
(1) RPMTV MOTOR SOCIEDAD ANONIMA; ADDRESS: SAN JOSE, COSTA RICA; BUSINESS DESCRIPTION: FAMILY ENTERTAINMENT - X KNIGHTS EVENT; NOT INVESTMENT RELATED; START DATE: 03/18/17; CAPACITY: INVESTOR; DUTIES: NONE; HOURS DEVOTED PER WEEK: 45 MIN; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE 2) NAME OF ENTITY: 2601 12th Avenue South LLC ADDRESS: 1010 Douglas Ave. Nashville, TN 37206 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 09.27.24 CAPACITY: Owner DUTIES: depositing rent, paying expenses. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-26 |
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