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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-05-13 |
| TX | RA | APPROVED_RES | 2020-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red River Investments | Shreveport | LA | 05/2013 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 05/2013 | 05/2020 |
| Cetera Investment Advisers Llc | Shreveport | LA | 01/2014 | 03/2020 |
| Lpl Financial Llc | Shreveport | LA | 05/2020 | Present |
1)5/13/2020- Red River Investments Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)5/13/2020-CLK FARM, PARTNER LIMITED PARTNERSHIP- Business Entity For Tax/Investment Purposes Only- Inv. Related- SHREVEPORT, LA -start date 3/6/20- 0% 3)5/13/2020- VTK RESOURCES, LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Shreveport, LA- start dat 12/08/2017- 0% 4)5/13/20-LIMITED PARTNER OF ESTATE OF PHILIP LAPLEAU-Family Business- Non_Inv. Related- Shreveport, LA-start date 2/28/2013-0% 5)5/13/20- 500 SHERWOOD FAMILY LIMITED PARTNERSHIP- Family Farm- Non-Inv. Related- Shreveport, LA-start date 4/5/1995-0%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-20 |
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