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Vernon Terrell Kalmbach

LPl Financial LLC

Shreveport, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-05-13
TX RA APPROVED_RES 2020-05-13
  • LA RA
    APPROVED
    Since 2020-05-13
  • TX RA
    APPROVED_RES
    Since 2020-05-13

Branch Locations

1753 East 70Th Street, Shreveport, LA 71105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red River Investments Shreveport LA 05/2013 Present
Cetera Investment Services Llc St.CLoud MN 05/2013 05/2020
Cetera Investment Advisers Llc Shreveport LA 01/2014 03/2020
Lpl Financial Llc Shreveport LA 05/2020 Present
  • 05/2013 → Present
    Red River Investments
    Shreveport, LA
  • 05/2013 → 05/2020
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2014 → 03/2020
    Shreveport, LA
  • 05/2020 → Present
    Shreveport, LA
Previous Registrations
Other Businesses

1)5/13/2020- Red River Investments Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)5/13/2020-CLK FARM, PARTNER LIMITED PARTNERSHIP- Business Entity For Tax/Investment Purposes Only- Inv. Related- SHREVEPORT, LA -start date 3/6/20- 0% 3)5/13/2020- VTK RESOURCES, LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Shreveport, LA- start dat 12/08/2017- 0% 4)5/13/20-LIMITED PARTNER OF ESTATE OF PHILIP LAPLEAU-Family Business- Non_Inv. Related- Shreveport, LA-start date 2/28/2013-0% 5)5/13/20- 500 SHERWOOD FAMILY LIMITED PARTNERSHIP- Family Farm- Non-Inv. Related- Shreveport, LA-start date 4/5/1995-0%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2001-09-20
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2001-09-20

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