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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2021-04-19 |
Branch Locations
420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | New York | NY | 05/2002 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | New York | NY | 07/2016 | Present |
| Mml Investors Services, Llc | New York | NY | 03/2017 | Present |
(1.) Name: CMD AFFILIATES Inv rel: Y Add: Residential Nature: Outside Insurance Brokerage Life/Fix Annuities/Health Position: Agent Start date: 11/1/2014 No. HR/MO: 18 No. HR/MO during sec trading: 18 (2.) Name: SBH Inv rel: N Add: 425 Kings Hwy Brooklyn NY 11223 Nature: other Position: volunteer Start date: 01/01/2002 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: non compensated board member. 3)Name: BH150 LLC, Inv Rel: Y Addr: 150 Sheridan Ave, Deal NJ 07723, Nature: Rental Income, Position: Owner, Start: 5/1/2025 No Hr/Mo: 1 No Hr/Mo Dur Trading:0 Duties: none-landlord
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-05-24 |
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