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Nathan Daniel Schleicher

Asc 401(K) Management

Appleton, WI

Appleton, WI

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Current Employers
Asc 401(K) Management

4321 W. College Ave Suite 200, Appleton, WI 54914 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-01
WI RA APPROVED 2021-09-03
  • TX RA
    APPROVED
    Since 2023-03-01
  • WI RA
    APPROVED
    Since 2021-09-03

Branch Locations

5583 Waterford Lane, Suite A, Appleton, WI 54913 • United States

4321 W. College Ave Suite 200, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asc Wealth & Retirement Advisors Llc Appleton WI 04/2015 Present
  • 04/2015 → Present
    Asc Wealth & Retirement Advisors Llc
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-08-21
  • S63 Uniform Securities Agent State Law Examination
    2002-08-21

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
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