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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-03-04
  • NC RA
    APPROVED
    Since 2014-03-04

Branch Locations

1405 Benvenue Rd, Rocky Mount, NC 27804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 03/2014 Present
  • 03/2014 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2008-07-16 → 2014-03-03
    Bb&T Investment Services, Inc.
    Roanoke Rapids, NC
    Tarboro, NC
    Roanoke Rapids, NC
    Charlotte, NC
    Rocky Mount, NC
  • 2007-04-02 → 2007-08-16
    Morgan Stanley & Co. Llc
    Winston-Salem, NC
  • 2005-02-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Winston-Salem, NC
    Winston Salem, NC
  • 2002-08-28 → 2005-03-14
    Winston - Salem, NC
Other Businesses

1.) Southern Bank. Yes, investment related. Started Jan 2024. Financial Advisor Referral Program. 1% increase in grid payout if meet referral goal. Refer business to Southern Bank partners.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-27
S63 Uniform Securities Agent State Law Examination 2002-08-26
  • S65 Uniform Investment Adviser Law Examination
    2002-08-27
  • S63 Uniform Securities Agent State Law Examination
    2002-08-26
Other Names
  • Brooks Bunting
  • Justin Brooks Bunting
  • Justin Brooks Bunting
  • Brooks Bunting

View on SEC IAPD

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