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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-05-18 |
Branch Locations
250 South High Street, 3Rd Floor Suite 350, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Columbus | OH | 04/2009 | Present |
1. SOLID WASTE AUTHORITY OF CENTRAL OHIO; BOARD MEMBER; 4 HOURS PER MONTH; DURING SECURITIES TRADING HOURS. 2. COUNTY HOSPITAL COMMISSION OF FRANKLIN COUNTY, OHIO; 280 E BROAD STREET COLUMBUS OH 43215; APPROVE THE ISSURANCE OF BONDS BY FRANKLIN COUNTY FOR THE NOT FOR PROFIT HOSPITAL SYSTEMS IN FRANKLIN COUNTY; BOARD MEMBER; OVERSIGHT OF COMMISSION; AFFILIATION STARTED 07/29/2015; 3 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 3. City of Bexley Board of Zoning and Planning; 2242 E Main Street, Bexley, OH 43209; Zoning decisions for property in Bexley, Ohio; Board Member; Make decisions on zoning variances; 10/06/2022; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Bexley City School District, Ohio; 348 South Cassingham Road Bexley OH 43209; K-12 school district; Member of Board of Education; Provide direction to administration; 02/14/2024; 8.00hr/month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-31 |
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