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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-12-22 |
Branch Locations
150 Fayetteville Street Suite 2300, Raleigh, NC 27601 • United States
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
624 Matthews Mint Hill Road Suite 103, Charlotte, NC 28105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| F. Michael Thomas & Associates | Matthews | NC | 03/1991 | Present |
| Capital Investment Group, Inc. | Matthews | NC | 12/1999 | Present |
| Rising Tide, Inc. | Chapel Hill | NC | 06/2014 | 12/2022 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 12/2022 | Present |
1. AS F. MICHAEL THOMAS & ASSOCIATES, I AM INSURANCE AGENT PROVIDING INSURANCE SALES AND SERVICE. SPEND 40 HOURS/MONTH ON ACTIVITY WITH ALL 40 HOURS DURING TRADING HOURS. LOCATED AT OFFICE OF EMPLOYMENT ADDRESS. INVESTMENT RELATED ACTIVITY PER NASD DEFINITION. BEGUN IN 1985.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-23 |
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