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Joey Hien Nguyen

Raymond James & Associates, Inc.

Mandeville, LA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-12
LA RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2021-06-12
  • LA RA
    APPROVED
    Since 2013-02-13

Branch Locations

1540 W Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Mandeville LA 02/2013 Present
Previous Registrations
  • 2008-10-17 → 2013-02-13
    Morgan Keegan & Company, Llc
    Covington, LA
    Mandeville, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-03
S63 Uniform Securities Agent State Law Examination 2000-09-05
  • S65 Uniform Investment Adviser Law Examination
    2009-01-03
  • S63 Uniform Securities Agent State Law Examination
    2000-09-05

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

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