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Brian K Carlisle

Cohen & Steers Capital Management Inc.

New York, NY

Columbus, OH

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Current Employers
Cohen & Steers Capital Management Inc.

1166 Avenue Of The Americas 30Th Floor, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-11
OH RA APPROVED 2024-11-27
  • NY RA
    APPROVED
    Since 2024-12-11
  • OH RA
    APPROVED
    Since 2024-11-27

Branch Locations

1166 Avenue Of The Americas 30Th Floor, New York, NY 10036 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Funds Distributors, Llc Wayne PA 08/2016 05/2022
Hartford Funds Management Company, Llc Wayne PA 08/2016 05/2022
Cohen & Steers Capital Management, Inc. New York NY 06/2022 Present
Cohen & Steers Securities, Llc New York NY 06/2022 Present
  • 08/2016 → 05/2022
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 08/2016 → 05/2022
    Hartford Funds Management Company, Llc
    Wayne, PA
  • 06/2022 → Present
    Cohen & Steers Capital Management, Inc.
    New York, NY
  • 06/2022 → Present
    Cohen & Steers Securities, Llc
    New York, NY
Previous Registrations
  • 2016-09-16 → 2022-06-01
    Hartford Funds
    Columbus, OH
    Wayne, PA
    Columbus, OH
  • 2014-03-04 → 2016-09-07
    Guggenheim Investments
    Columbus, OH
    New York, NY
  • 2005-06-01 → 2010-06-04
    Van Kampen Advisors Inc
    Bexley, OH
    Houston, TX
    Oakbrook Terrace, IL
  • 2002-11-05 → 2003-05-15
    Waddell & Reed
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
  • S66 Uniform Combined State Law Examination
    2002-11-01
Other Names
  • Brian Kenneth Carlisle

View on SEC IAPD

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