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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-21 |
| FL | RA | APPROVED | 2004-09-24 |
Branch Locations
350 E Las Olas Blvd 19Th Fl [D3/F7-Rbo], Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fort Lauderdale | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED,TALLAHASSEE, FL, 50% OWNER, START: 4/2006, 12 HOURS PER MONTH/0 DURING TRADING, DUTIES LANDLORD
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-01 |
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