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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-03
WA RA APPROVED 2002-07-03
  • TX RA
    APPROVED_RES
    Since 2014-09-03
  • WA RA
    APPROVED
    Since 2002-07-03

Branch Locations

9725 Se 36Th St Ste 210, Mercer Island, WA 98040 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mercer Island WA 09/2005 03/2020
Ameriprise Financial Services, Llc Mercer Island WA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 10809 N Fairway Ct W. #111, , Sun City, AZ, 85351; Not Investment-Related; 02/01/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-01
  • S66 Uniform Combined State Law Examination
    2002-07-01

View on SEC IAPD

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