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900 E. Diehl Road Suite 181, Naperville, IL 60563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-04-29 |
| TX | RA | APPROVED_RES | 2019-04-10 |
| IL | RA | APPROVED | 2009-03-02 |
Branch Locations
900 E. Diehl Road Suite 181, Naperville, IL 60563 • United States
9835 E. Bell Road, Suite 110, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Georgia Capital, Llc | Naperville | IL | 02/2009 | Present |
Managing Member of Raintree Capital Management, LLC / 9835 E. Bell Road, Suite 110, Scottsdale, AZ, 85260 / start date: 01/2020 / investment-related / 80% of time spent on this activity. Raintree Capital Management, LLC is a commodity pool operator registered with the CFTC and an exempt reporting adviser. Director and Board Member of Click Capital Markets / 9835 E. Bell Road, Suite 110, Scottsdale, AZ, 85260 / start date: 2019 / investment-related / 5 hrs. per week - 20 hrs. per month / duties include capital raising and other company strategic initiatives. Click Capital Markets is a fintech business that connects 3rd party product issuers with broker-dealers. Board Member for Fasetto, Inc. / 8175 E. Evans Road, #14365, Scottsdale, AZ 85267 / start date: Oct 2025 / investment-related / 20 hrs. per month / duties as a Board Member include raising capital and the development of strategic company initiatives - no compensation for this role.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-08-03 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-02 |
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