Daniel Leon Mayes

Current Employers

Employment History

• 12/2007 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 09/2010 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 05/2015 → Present
  Cetera Advisors Llc
  Denver, CO
• 05/2015 → Present
  Cetera Financial Specialist, Llc
  Schaumburg, IL
• 05/2015 → Present
  Cetera Investment Services, Llc
  St. Cloud, MN
• 05/2015 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-09-30 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
• 2008-05-14 → 2012-07-02
  First Allied Securities, Inc.
  Goodyear, AZ
  San Diego, CA
  San Diego, CA
• 2008-07-30 → 2010-10-07
  Greenbook Investment Management, Inc.
  San Diego, CA
• 2006-11-08 → 2008-03-14
  Greenbook Investment Management, Inc.
  Goodyear, AZ
  San Diego, CA
• 2006-06-13 → 2006-10-16
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 2004-09-13 → 2006-06-02
  Greenbook Investment Management, Inc.
  Goodyear, AZ
• 2003-02-18 → 2004-12-31
  Xelan Financial Planning, Inc.
  Glendale, AZ
• 2002-01-01 → 2003-01-30
  Xelan Investment Services, Inc.
  Glendale, AZ

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-07-25
• S65 Uniform Investment Adviser Law Examination
  2001-05-14

Other Names

• Daniel Leon Mayes