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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-10-16
  • IA RA
    APPROVED
    Since 2023-10-16

Branch Locations

1225 Jordan Creek Pkwy, Ste. 104, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Des Moines IA 08/2012 08/2021
Principal Securities Inc Des Moines IA 03/2016 08/2021
Cambridge Investment Research Inc. Fairfield IA 10/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2023 Present
Cambridge Investment Research Inc. Fairfield IA 10/2023 Present
Associated Benefits Corporation West Des Moines IA 09/2021 10/2023
  • 08/2012 → 08/2021
    Principal Life Insurance Co
    Des Moines, IA
  • 03/2016 → 08/2021
    Des Moines, IA
  • 10/2023 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 10/2023 → Present
    Fairfield, IA
  • 10/2023 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 09/2021 → 10/2023
    Associated Benefits Corporation
    West Des Moines, IA
Previous Registrations
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2. JORDAN CREEK FINANCIAL SOLUTIONS, 1225 Jordan Creek Parkway Ste 104, West Des Moines IA 50266, United States, 05/15/2024, W2 Employee, Employee (receive a W-2), INV REL, 160 HR/MO, 130 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-12
S65 Uniform Investment Adviser Law Examination 2013-01-25
  • S63 Uniform Securities Agent State Law Examination
    2024-02-12
  • S65 Uniform Investment Adviser Law Examination
    2013-01-25
Other Names
  • Jami Kay Reinders

View on SEC IAPD

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