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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-05-24 |
| TX | RA | APPROVED | 2023-05-18 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Marshfield, MA • United States
1 Proprietors Dr Ste C, Marshfield, MA 02050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hingham | MA | 09/2005 | 05/2023 |
| Lpl Financial | Marshfield | MA | 05/2023 | Present |
1- 04/2023 / Maltby Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160 HRS Per Mnth & 8 Hrs During Trading/100 Time Spnt Prcnt 2- 04/2018 / Crossrip Inc / OTHER / NON INVESTMENT RELATED 3- 07/31/2023 - Maltby Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/18/2023 - 40 Hours Per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-19 |
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