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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-16
NY RA APPROVED 2022-11-16
TX RA APPROVED_RES 2022-11-14
  • NJ RA
    APPROVED
    Since 2022-11-16
  • NY RA
    APPROVED
    Since 2022-11-16
  • TX RA
    APPROVED_RES
    Since 2022-11-14

Branch Locations

1585 Broadway, New York, NY 10036 • United States

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 09/2005 Present
Morgan Stanley & Co., Llc New York NY 09/2005 Present
  • 09/2005 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 09/2005 → Present
    Morgan Stanley & Co., Llc
    New York, NY
Other Businesses

*685142- Equalizer Media Collective LLC; Investment related: Yes; Branchburg, New Jersey; Capital Contributor for an interest free loan for wifes business (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 0; None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-02
S63 Uniform Securities Agent State Law Examination 2002-11-06
  • S66 Uniform Combined State Law Examination
    2022-11-02
  • S63 Uniform Securities Agent State Law Examination
    2002-11-06

View on SEC IAPD

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