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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-11-16 |
| NY | RA | APPROVED | 2022-11-16 |
| TX | RA | APPROVED_RES | 2022-11-14 |
Branch Locations
1585 Broadway, New York, NY 10036 • United States
1 New York Plaza, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 09/2005 | Present |
| Morgan Stanley & Co., Llc | New York | NY | 09/2005 | Present |
*685142- Equalizer Media Collective LLC; Investment related: Yes; Branchburg, New Jersey; Capital Contributor for an interest free loan for wifes business (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 0; None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-06 |
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