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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2020-01-10
TX RA APPROVED 2020-01-10
  • NH RA
    APPROVED
    Since 2020-01-10
  • TX RA
    APPROVED
    Since 2020-01-10

Branch Locations

23 Main St, Salem, NH 03079 • United States

Salem, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Travis Terry & Co, Pc Salem NH 10/2000 Present
H.D. Vest Investment Services Salem NH 03/2002 01/2020
H.D. Vest Advisory Services Salem NH 02/2003 01/2020
Hd Vest Insurance Agency Salem NH 12/2011 01/2020
Travis Terry & Company Cpa Salem NH 10/2000 Present
Ameriprise Financial Services Inc Salem NH 01/2020 03/2020
Ameriprise Financial Services, Llc Salem NH 03/2020 Present
  • 10/2000 → Present
    Travis Terry & Co, Pc
    Salem, NH
  • 03/2002 → 01/2020
    H.D. Vest Investment Services
    Salem, NH
  • 02/2003 → 01/2020
    H.D. Vest Advisory Services
    Salem, NH
  • 12/2011 → 01/2020
    Hd Vest Insurance Agency
    Salem, NH
  • 10/2000 → Present
    Travis Terry & Company Cpa
    Salem, NH
  • 01/2020 → 03/2020
    Ameriprise Financial Services Inc
    Salem, NH
  • 03/2020 → Present
    Salem, NH
Previous Registrations
  • 2003-02-25 → 2020-01-10
    Avantax Advisory Services
    Salem, NH
Other Businesses

Real Estate Ownership; Lot/Land; 29 Main Street, , Salem, NH, 3079; Not Investment-Related; 06/30/2020. Business Ownership; BHT Realty Group LLC; member of LLC; rental real estate; 25 Main Street, , Salem, NH, 03079; Not Investment-Related; 05/13/2010; 1 to 9 hours per month; 0 during trading hours / Tom Terry Rental and Leasing LLC; member; rental real estate; 25 Main Street, , Salem, NH, 03079; Not Investment-Related; 05/01/2010; 1 to 9 hours per month; 0 during trading hours / 30 Main Street LLC; member; rental property; 25 Main Street, , Salem, NH, 03079; Not Investment-Related; 04/15/2019; 1 to 9 hours per month; 0 during trading hours / Travis Terry& Company PC CPAS; to run the business; Tax Preparation; 25 Main Street, , Salem, NH, 03079; Not Investment-Related; 10/16/2000; 20 to 39 hours per month; 20 to 39 during trading hours. Board of Directors; Bank of New England; Board member; 31 Pelham Road, , Salem, NH, 3079; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Travis Terry & Company CPA's; President - to run the business; ; 25 Main Street, , Salem, NH, 3079; Not Investment-Related; 10/15/2000; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-20
  • S66 Uniform Combined State Law Examination
    2002-08-20

View on SEC IAPD

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