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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-03-31 |
| TX | RA | APPROVED_RES | 2023-01-18 |
| OR | RA | APPROVED | 2022-07-11 |
| MD | RA | APPROVED | 2021-07-16 |
| CA | RA | APPROVED | 2019-08-28 |
| HI | RA | APPROVED | 2019-08-21 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Ave Securities | Honolulu | HI | 03/2014 | Present |
| Guardian | Honolulu | HI | 02/2014 | Present |
I) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 12/05/2025, Address: 500 Ala Moana Blvd., 3-400, Honolulu, HI 96813 Duties: Insurance other than Guardian .5 total hours per month; .5 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-21 |
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