Best Investors Account Sign in
Inactive

Heidi Batchelder Spencer

Captrust

Raleigh, NC

Claim This Profile
Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-08-18
  • NC RA
    APPROVED
    Since 2020-08-18

Branch Locations

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Captrust Advisors Llc Tampa FL 11/2007 12/2017
Captrust Financial Advisors Raleigh NC 05/2017 Present
  • 11/2007 → 12/2017
    Captrust Advisors Llc
    Tampa, FL
  • 05/2017 → Present
    Captrust Financial Advisors
    Raleigh, NC
Previous Registrations
  • 2013-04-11 → 2017-12-31
    Captrust Advisors, Llc
    Tampa, FL
  • 2009-10-16 → 2012-12-31
    Captrust Advisors, Llc
    Exeter, NH
    New Castle, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-15
  • S65 Uniform Investment Adviser Law Examination
    2009-10-15
Other Names
  • Heidi Batchelder Spencer

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor